Thank you very much, Madam Chair and committee members, for the opportunity to speak today to this important issue.
I'm the executive director of the Center for Scientific Integrity, a non-profit organization based in New York that is perhaps best known for publishing Retraction Watch, a journalism outlet. In December 2024, I had the honour of speaking to this committee about threats to the scientific record brought on by academics gaming the system to inflate their number of publications, their citations and the other metrics by which they are judged.
That was an example of how government can accidentally erode scientific integrity by overrelying on these simple metrics. Today, you are considering how government can promote scientific integrity. As you may know, Canada's current system of oversight has been described by others as a patchwork that does not prioritize transparency, but this can be said of many countries' approaches, and I'd like to share our reporting with you and what we've learned over the last 16 years.
The U.S. was the first country to establish formal oversight of research misconduct, beginning in the late 1980s with the creation of what later became the Office of Research Integrity, or ORI, and the National Science Foundation, or NSF, and its Office of Inspector General, or OIG. Their legal mandate is to ensure the integrity of federally funded research. The ORI covers Public Health Service-funded research, including NIH-funded research. The NSF's OIG covers science and engineering.
The ORI assesses investigative reports submitted by academic institutions and decides whether misconduct has occurred. Misconduct specifically means, in the federal definition, falsification, fabrication or plagiarism that is “committed intentionally, or knowingly, or recklessly”, and represents “a significant departure from accepted practices.”
Notably, while the ORI can investigate any researcher receiving government funding, it can do so only at the request of the researcher's academic institution, which creates a significant conflict of interest. Universities are generally reluctant to discuss, let alone properly investigate, misconduct. This and a lack of subpoena power limits ORI's reach. If findings of misconduct are made, sanctions can include mandating retraction, suspension of funding, and oversight of future research activity. In sharp contrast, the NSF OIG does have subpoena power.
A completely separate U.S. regulatory arm, the Food and Drug Administration, or FDA, can investigate and sanction clinical investigators conducting regulated research. The FDA's relatively toothy regulations permit the disqualification of investigators who repeatedly fail to comply with requirements or who submit false information. Debarment typically follows a misdemeanour or felony conviction, and debarred researchers are prohibited from working with anyone with an approved or pending drug product application. In rare cases, researchers who have committed severe misconduct while working with government funds have been forced to pay back those funds and have received lifetime debarments.
By contrast, Europe lacks an overarching federal authority analogous to the ORI, instead having a decentralized and heterogeneous regulatory landscape shaped largely by institutional autonomy. Germany has opted for a highly decentralized approach. To be eligible for funding from the German Research Foundation, commonly referred to as the DFG, institutions are required to establish internal structures capable of investigating and dealing with misconduct allegations. The DFG also maintains its own committee, which investigates allegations related to its funded research.
Separately and independently, the national German research ombudsman can also receive allegations and occupies an advisory role in cases requiring conflict reconciliation. A notable weakness of this system is that not all research is conducted in universities. There is little oversight of doctors, for example, undertaking clinical research.
Denmark, Norway and Sweden maintain the most formalized European oversight structures. All three countries have a centralized agency authorized to conduct misconduct investigations, although the primary burden of regulating integrity still falls on institutions.
The U.K. exemplifies a non-statutory, institution-centred model with no national investigative authority comparable to the ORI. Institutions there are expected to handle allegations internally, guided by the concordat to support research integrity and supported by research bodies such as the U.K. Research Integrity Office, which provides guidance but lacks the power to conduct independent investigations or impose sanctions. China has also recently introduced a comprehensive punishment framework for misconduct.
I thank you for your time, and I welcome the opportunity to expand on my comments during the Q and A with the committee.