Evidence of meeting #54 for Science and Research in the 44th Parliament, 1st Session. (The original version is on Parliament’s site, as are the minutes.) The winning word was universities.

A recording is available from Parliament.

On the agenda

MPs speaking

Also speaking

Margaret McCuaig-Johnston  Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual
Anna Puglisi  Senior Fellow, Center for Security and Emerging Technology, Georgetown University, As an Individual
Airini  Provost and Vice-President Academic, University of Saskatchewan, As an Individual
Joy Johnson  President, Simon Fraser University

3:30 p.m.

Liberal

The Chair Liberal Lloyd Longfield

I call the meeting to order.

Welcome to meeting number 54 of the Standing Committee on Science and Research.

Today’s meeting is taking place in a hybrid format, pursuant to the Standing Orders. Members are attending in person in the room and remotely by using the Zoom application.

I would like to take a few minutes for comments for the members and witnesses.

Please wait until I recognize you by name before speaking. For those participating by video conference, click on the microphone. On interpretation, again, Mr. Cannings, you're very familiar with that. You can choose floor, English or French.

Although this room is equipped with a powerful audio system, feedback events can occur and have occurred. They can be very harmful for the interpreters and can cause serious injuries. Please keep your earpiece away from the microphone so that we don't cause those events.

In accordance with the committee’s routine motion concerning connection tests for witnesses, we have had our test done for Mr. Cannings. We also have a witness in the second hour who will be joining us via video.

I will remind you that all comments should be addressed through the chair.

Pursuant to Standing Order 108(3)(i) and the motion adopted by the committee on Tuesday, June 6, 2023, the committee commences its study of the use of federal government research and development grants, funds and contributions by Canadian universities and research institutions in partnerships with entities connected to the People’s Republic of China.

It's my pleasure to welcome our witnesses for today.

First of all, as an individual, we have with us Margaret McCuaig-Johnston, senior fellow, Graduate School of Public and International Affairs, Institute of Science, Society and Policy, University of Ottawa. We also have with us Anna Puglisi, senior fellow, Center for Security and Emerging Technology, Georgetown University.

You will each have five minutes for your opening remarks, after which we will proceed to rounds of questions.

We will start off with Margaret McCuaig-Johnston, please, for five minutes.

3:30 p.m.

Margaret McCuaig-Johnston Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Thank you, Mr. Chair.

Thank you to the committee for the opportunity to speak about issues of scientific collaboration with China.

I was fortunate to work in government for 37 years, primarily in science and technology policies, programs and funding, but my master's is focused on China. I speak some Mandarin and over the years I was often the official who engaged with China on R and D collaborations, including seven years on the Canada-China joint committee on S and T. In addition, for five years, I was the ADM responsible for the energy labs at NRCan, and for four years I was the executive vice-president of NSERC, so I can address both government and university R and D with China.

For more than 10 years since my retirement, I've been writing about China's innovation system. When I began seeing issues of concern about nine years ago, I started giving briefings to my former colleagues in government to raise their awareness of the risks.

My prime concern has been China's policy for the integration of military and civilian technology development. It became a top priority of the Chinese government starting in 2014, and Xi himself chairs the national commission for military-civilian development. The risk for Canada is that our university scientists could be partnering with civilian scientists or engineers at any university in China and not be aware that their research is going out the back door to the PLA. As I've said many times, the PLA are not our friends.

I'm pleased to see that the committee recognizes this issue by highlighting five specific fields of research, which are all priorities for the PLA, and also by stipulating that there are other fields that are potentially problematic. The Australian Strategic Policy Institute, or ASPI, has developed a list of these, and I would add to it space science, polar research and genomics. Canada should not be partnering with China in any of these.

The second issue is the direct presence of Chinese military scientists and engineers in our universities and partnerships. ISED has been working on guidance since their February 14 announcement. ASPI has compiled a Chinese defence universities tracker of military universities and labs. That list should be given to all Canadian university and government labs, advising them not to partner with people from any of those institutions, with due diligence applied for others, too, as Chinese scientists have sometimes listed a different institution to obscure where they are really from. The provinces need to be part of this process.

A third issue is Canadian researchers partnering with Chinese military and surveillance technology companies like SenseTime, Tencent, Alibaba, iFlytek and Huawei, which work with the military and which also design and sell equipment to repress the Uyghurs and others. They should be added to the list I mentioned. We know how MPs feel about the Uyghur genocide. Canadian researchers should share those concerns.

That brings me to the issue of academic freedom. I completely get that researchers want to be able to partner with whomever they want. I would just remind them of the ethical lens that they should be applying as a human being with Canadian values. Surely if they had a Uyghur or someone from Taiwan sitting in front of them, they would be ashamed to talk about how they helped with Uyghur repression and with weapons to attack Taiwan, and there is also a reputational risk for their university with such research.

The Government of Canada has realized the gravity of the issues I've raised and has taken numerous steps to address them, including briefings of university administrators and researchers, user-friendly guidelines to protect our research, the national security screening of proposals to the granting councils and the proviso that the government will not fund research with PLA-associated organizations.

The Business Council of Canada's recent recommendations are also important. There is more that can be done, especially to align our approach with our allies in the Five Eyes.

I'll stop there. Thank you.

3:35 p.m.

Liberal

The Chair Liberal Lloyd Longfield

Thank you very much.

We'll now move to Anna Puglisi for five minutes.

3:35 p.m.

Anna Puglisi Senior Fellow, Center for Security and Emerging Technology, Georgetown University, As an Individual

Thank you very much.

Distinguished members of the committee and staff, thank you for the opportunity to participate in today's hearing. It's an honour to be here alongside my esteemed colleague.

I am currently a senior fellow at the Center for Security and Emerging Technology at Georgetown University. I previously served as a U.S. national counter-intelligence officer for East Asia and have spent most of my career looking at China's S and T development and tech acquisition strategies.

At the committee’s request, my testimony today will focus on S and T collaboration with China. I'll provide a brief overview of China's S and T system, highlight how China's policies and programs challenge the global norms of science and finally discuss research security.

Lastly, I'll offer some lessons learned and put the bluff up front.

This is not just a Canadian or U.S. problem but one of open democracies, because China's system is not the same as ours. It takes a holistic approach to the development of technology and it blurs the lines between public, private, civilian and military. Our policies and mitigation strategies need to reflect that reality.

Regardless of their personal views, Chinese scientists, business people and officials interacting with our universities or companies have to respond to the PRC's government or security services if they are asked for information or data.

China intimidates and harshly silences its critics. This has only grown more prevalent in the past few years, and it increasingly includes its citizens abroad, both in Canada and the U.S.

Our institutions are not designed to counter the threat to academic freedom and the manipulation of public opinion that China's policies and actions pose. Beijing in many ways understands our societal tensions, and its statecraft is directed at them, promoting any changes in policy as ethnic profiling. This is a well-funded effort.

It's because of this last point that I do want to acknowledge how difficult and challenging these issues can be. There's no room for xenophobia or ethnic profiling in open liberal democracies. It goes against everything we stand for. Also, precisely because of these values, we must move forward and find a principled way to mitigate the policies of a nation-state that's ever more authoritarian.

The importance of science and technology is why China targets our universities and our labs. Emerging technologies are increasingly at the centre of global competition, providing the foundational research and developments that underpin future industries and drive economic growth. Future strength will be built on 5G, AI, biotech, new materials, quantum and areas currently researched at our universities, government labs and R and D centres.

Beijing views this technology and the robust S and T infrastructure needed to develop it as a national asset. The way it's structured its system to reach this goal is inherently at odds with the key assumptions of the global norms, which include transparency, reciprocity and sharing. Beijing, especially Xi, looks at this development in a very zero-sum way. My written testimony goes into many more details on the policies, programs and infrastructure that support these efforts.

China’s legal system also complicates collaborations, because its laws compel its citizens to share information and data with Chinese entities if asked, regardless of the restrictions placed on that information. More importantly, who owns that information? I have also provided these points in my written testimony.

Moving forward, we need to consider the following.

We need policies for the China we have and not the China we want. Most policy measures to date have been tactical and not designed to counter an entire system that's structurally different from our own.

It's essential that open liberal democracies such as Canada and the U.S. invest in the future, but we must build research security into these funding programs. Existing policies and laws are insufficient to address the level of influence the Chinese Communist Party exerts in our society, especially in academia. Increased reporting requirements for foreign money at our academic and research institutes and clear reporting requirements are a good start.

We also have to ensure true reciprocity in our collaborations. For too long, we've looked the other way when China doesn't play by the rules and follow through on the details of these S and T collaborations. There have to be repercussions for not sharing data, providing access to facilities and, as my colleague mentioned, obfuscating the true affiliation of Chinese scientists.

In conclusion, what will also make this difficult is that the reality China is presenting is inconvenient to those benefiting in the short term. This includes companies looking for short-term profits, academics who benefit personally from funding or cheap labour in their labs and the many former government officials who cash in as lobbyists for state-owned or state-supported companies in China.

I want to thank the committee again for continuing to discuss this issue.

These are hard conversations that open, democratic societies must have if we are to protect and promote our competitiveness, our future developments and our values. If we do not highlight and address China's policies that violate global norms and our values, we give credence to a system that undermines fairness, openness and human rights. The Chinese people deserve better, and I think that Canadian and American people deserve better. Our future depends on it.

Thank you.

3:40 p.m.

Liberal

The Chair Liberal Lloyd Longfield

Thank you very much. We look forward to your written brief that's in translation services and will be distributed once that has been done. It'll be put up on our website as well.

Before we get going with the questions from MPs, I would like to welcome MP David Lametti. It's great to have you as part of this committee.

Also, Helena Jaczek, it's great to have you as well. We look forward to your experience as part of our discussions.

Welcome also to Anju Dhillon, who is subbing for Ryan Turnbull today. It's great to have you.

Now we will start our six-minute round of questioning, with the first spot going to Gerald Soroka for the Conservatives.

3:45 p.m.

Conservative

Gerald Soroka Conservative Yellowhead, AB

Thank you, Mr. Chair.

Thank you to the witnesses for coming today and providing their great insight.

Ms. McCuaig-Johnston, you mentioned that you have been talking about the concerns already for years. Do you think that this delay in action has the potential to compromise Canadian research security?

3:45 p.m.

Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Margaret McCuaig-Johnston

I have been concerned that it should move faster, but I know that within the government and across the government, officials were trying to understand exactly what was going on and then what levers they had available to affect it.

One of the concerns, of course, is that at the federal level, federal funding for R and D is the lever, so how would they go about that?

It has been a step-by-step process. They started with briefings of administrators and then developed guidelines, very user-friendly guidelines. I was impressed by them. Now they have gone all the way to national security screenings for proposals that come before the Natural Sciences and Engineering Research Council. Two-thirds of those have already been sent back and been told that, no, that's a risk for national security. That's alarming, because it means that for all those previous years there was a high proportion of proposals that were a risk for national security.

I'm really pleased that the government is now moving ahead and looking at what else it can do. I'm very much looking forward to this committee's report, because I think it will add to the body of work on what more can be done.

3:45 p.m.

Conservative

Gerald Soroka Conservative Yellowhead, AB

On a next point, though, universities are looking for money or financial support. One of the things the government has said is that if you are partnering with China now and are getting funding, then it won't give you that funding. However, the Chinese can supply a lot more money, so is that really safeguarding, or is that just some quick backtalk from the government, saying that yes, it's concerned, but not much?

3:45 p.m.

Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Margaret McCuaig-Johnston

Well, there are two dimensions to it. There's partnership with a university researcher in China, and that can be one-on-one or with a group. However, the rubber really hits the road with the Chinese companies that approach researchers here in Canada and offer a large amount of money with the proviso that the whole contract is to be made secret and that the senior administration of the university is never to tell anyone who inquires about it that this money is coming from Huawei or some other Chinese company.

That's a big problem, and universities have concealed their information about secrecy. A University of Alberta AI lab was shown to be partnering with SenseTime and Alibaba. It removed that information from its website, but if you go on the Hong Kong AI Lab website, you will see that there is a university AI lab in Alberta, Amii, partnering with Alibaba Group, Alibaba Cloud, Alibaba Damo Academy and Alibaba Entrepreneurs Fund, plus SenseTime, and Alibaba has developed a surveillance technology that will pick a Uyghur, or another minority, out of a crowd. This is part of the repression. It's very concerning.

3:45 p.m.

Conservative

Gerald Soroka Conservative Yellowhead, AB

Yes. We can see a lot of issues. That's why we're bringing this study forward; it's for that reason.

I will go on to Ms. Puglisi.

You have dealt more with the United States and some of the policies there. Do you think that the Canadian government is doing enough? If not, what kinds of opportunities do we have to improve?

3:45 p.m.

Senior Fellow, Center for Security and Emerging Technology, Georgetown University, As an Individual

Anna Puglisi

As I mentioned, I think this is a problem we see not only in Canada and in the U.S but also in other open, liberal democracies. I think what makes it so challenging to get this started is we had hoped these collaborations—especially when many people entered into them—would lead to a more open China and that we wouldn't be in this place, especially 10 or 20 years ago. I think movement across the board is not as quick as I hoped it would be.

Looking at where the funding comes from and looking at these talent programs is a really good start, but it's also about telling the stories and making folks aware that these are the policies and programs of a nation-state.

It's also looking at investing in our own futures and looking at the importance of that foundational research, because what's really challenging is that as China has become more capable, it targets earlier and earlier in the development cycle, and our systems are not set up to counter that. Our systems are set up to counter the stealing of military technologies and other kinds of things, so I think it really requires us to think about a different way of doing things.

Thank you.

3:50 p.m.

Liberal

The Chair Liberal Lloyd Longfield

You have 30 seconds.

3:50 p.m.

Conservative

Gerald Soroka Conservative Yellowhead, AB

You'll probably have to reply back in writing, then. Could you give us some information as to...? Obviously the government is quite trusting—not only this government, but also a lot of governments. What kinds of opportunities should we be clamping down on and working with universities on to make sure we don't lose our resources and our technology, especially not to have it fall into foreign entities such as China?

I think that concludes my time.

3:50 p.m.

Liberal

The Chair Liberal Lloyd Longfield

You've pretty much used it, but that was a good question. We look forward to an answer.

Now, for the Liberals, we have Lena Metlege Diab.

3:50 p.m.

Liberal

Lena Metlege Diab Liberal Halifax West, NS

Thanks, Mr. Chair.

Thanks to our witnesses appearing before us today. You both come with such phenomenal experience and expertise. Thank you for coming to our committee.

Ms. McCuaig-Johnston, I have a question for you. Our government has been working towards improving research security in Canada. A couple of years ago, the innovation, science and industry department released the national security guidelines for research partnerships. I'm wondering what you think of that document.

3:50 p.m.

Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Margaret McCuaig-Johnston

I thought those were excellent guidelines. I was very impressed. They talked about how to protect your IP in a direct partnership and how to protect your equipment when you travel. There were checklists and examples of how things can go wrong. I thought it was very user-friendly.

It was just the first start that the government made, and I thought it was great. They've done more since then, so I was encouraged by that.

3:50 p.m.

Liberal

Lena Metlege Diab Liberal Halifax West, NS

What would you say would be the next best steps to take?

3:50 p.m.

Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Margaret McCuaig-Johnston

Minister Champagne said he wants to forbid university research of any kind with any defence or military university institution in China. I hope that would be a very broad list. In other words, there are 65 direct military universities in China, and there are 160 associated civilian labs that focus on military research. I'm hoping that all of those will be included in the list that the department is developing now and that it will be announced sometime soon. The sooner the better, because researchers are now putting in their proposals for their next research projects, and it's important that they know which organizations not to partner with. I've been saying since the very beginning that we should be giving the list from the Australian Strategic Policy Institute to every researcher and government lab in Canada so they don't partner with them.

3:50 p.m.

Liberal

Lena Metlege Diab Liberal Halifax West, NS

I do ask this question a lot because education is very much a provincial jurisdiction, but obviously the federal government provides a lot of research grants and money, etc. What would you recommend for the Government of Canada, the provinces and the university sector? What would you say each of their roles should be? How do you create a system whereby they can all try to share information as much as possible, given the intricacies of what we have?

3:50 p.m.

Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Margaret McCuaig-Johnston

The member has put it very well herself in terms of how the governments can work together.

My first eight years in government were in the Ontario government, primarily in federal-provincial relations. I would like to see the provinces at the table every step of the way and being part of the decision-making in terms of what's communicated to universities.

Beyond the provisos that are stipulated around the spending of federal research dollars, virtually everything else is provincial, so it's going to be important that the provinces relay lists and relay directions to universities in terms of which companies not to partner with, for example, and give additional help to university researchers.

All through this, the provinces have been inclined to say that this is national security and that national security is not their business—that's the federal government's business—but the federal government has their act together, is getting their act together now, and can help the provinces convey the message to their universities.

3:55 p.m.

Liberal

Lena Metlege Diab Liberal Halifax West, NS

Thank you.

I have a minute left.

I'm sorry, folks. I was on an all-night flight from British Columbia and I'm just not used to it. It's obviously weighing on me.

Ms. Puglisi, from your experience, do you have anything to share on my last question?

3:55 p.m.

Senior Fellow, Center for Security and Emerging Technology, Georgetown University, As an Individual

Anna Puglisi

I think the sharing of information is really essential. We struggle with that as well in the U.S. in terms of how to provide our universities and even companies with the kinds of information they need to make good choices.

What is equally important, though, is that we really need to demand the kind of transparency that we receive when we do collaborations with other entities. The burden should really be on the Chinese entity to be transparent and to be forthcoming with those kinds of information, because oftentimes we don't see that kind of transparency and reciprocity, and that's really essential.

3:55 p.m.

Liberal

The Chair Liberal Lloyd Longfield

Thank you.

Mr. Blanchette-Joncas, you now have the floor for six minutes.

3:55 p.m.

Bloc

Maxime Blanchette-Joncas Bloc Rimouski-Neigette—Témiscouata—Les Basques, QC

Thank you very much, Mr. Chair.

First of all, I would like to say hello to our colleagues who are joining us. I find it interesting that the government wants to add new members to this important committee. We've been waiting for six months for the Minister of Innovation, Science and Industry to come. All the members of the committee agreed to invite him to come and testify and explain the decisions on his budget. Instead of having the minister here, we now have former ministers here. We are making progress, it should be noted.

I want to get back to concrete things and our study today.

Ms. McCuaig-Johnston, congratulations and thank you for your commitment over the past 37 years. That's something. You have expertise in this area, and we are pleased that you are with us today.

At the last committee meeting, last Wednesday, I quoted you when I talked about the approaches to take in cases of scientific collaboration. You said that a different set of rules should apply in assessing scientific collaborations with researchers from authoritarian regimes, such as Russia or China. Various witnesses have given us their mixed opinions on this proposal. Gordon Houlden talked about the need to focus on research as well, and Cherie Wong, another witness, talked about a country-blind approach.

Can you elaborate on your approach? Also, what do you think of the positions of the other witnesses?

3:55 p.m.

Senior Fellow, Graduate School of Public and International Affairs and Institute of Science, Society and Policy, University of Ottawa, As an Individual

Margaret McCuaig-Johnston

I had the pleasure of watching that committee meeting. I know what you're referring to.

My views are very much in the camp of Gordon Houlden's: We need to assess not just the professor and the institution they're coming from but also the field or discipline of research. The committee has looked at a list of these. ASPI has listed research areas. I would add polar science and so on, such as aerospace, rare earths and semiconductors. Even basic research into the properties of advanced materials and basic brain research are potentially problematic when China is now.... China has a policy for weaponry. They would like to develop weapons that meet the objective of winning without fighting. That's where brain research comes into it.

I'm not in the camp of being agnostic about where people are from or making researchers go through this process for every single country in the world. I also have a concern about the registry; this may be what it's going to look like. I think we should be focusing on the countries that we know are problems and on what's documented. China is certainly number one—and number two, three and four too.