Finance committee  I will explain the internal process a bit. The investigations branch conducts an investigation on a potential violation and then submits a compliance report to me. Following this report, I issue a notice of violation to the financial institution. It then has the right to make re

Finance committee  What will change...

Finance committee  Two things will change; the first being the amount of the penalty, and the second being the elimination of the commissioner's discretion in naming the financial institution concerned. After having issued a notice of violation, the commissioner will always have to name the financi